An immediate opportunity has just arisen for an experienced Compliance Manager to head up the Compliance of a Lloyds Insurance Market Brokers.
With a wide range of duties covering Corporate Compliance and some Risk - it is essential that you already have experience in a similar role in the Insurance industry - preferably in the Lloyds market and be fully conversant with FCA requirements and regulations
Some of your duties will include:
Dealing with Regulatory submissions, interactions and reporting to the FCA
Responsible for Anti-financial crime controls, including sanctions checking
Advising the business on the correct standard TOBA to issue as well as reviewing and amending TOBA's
Vetting 3rd party agreements for the business
Responsible for Due Diligence and approval of new clients , including agents, direct clients and cedents.
This gives you just a flavour of what you will be doing as the role involves much more
You will be managing a Compliance Administrator/Officer who will be able to assist you with the more general compliance duties
My client needs someone who can come in and hit the ground running - so please only apply if you have worked in a similar role in Insurance ) Ideally Lloyds market) previously
Please apply asap as this is an urgent requirement