Job Description

Our City based Client is looking for a Compliance Risk Analyst to join the Private Capital side of their business dealing with High Net Worth investors and Family Offices. You will also assist as required with any aspects of the Group Risk Management and Compliance Function.

A major part of the role is research- using TR software (GRC), the FCA handbook and open sources from law firms etc-you will use your own initiative to find out how these rules apply to the business.

You will get involved in the development, updating and enhancement of procedure and policy documents and assist in the monitoring of Group compliance with key FCA and Lloyds deadlines, including the provision of support on the timely submission of regulatory returns where required.

You will provide input and support on the risk framework and internal audit work programme /timetable well as provide paralegal support, where required, on the review of contracts, agreements and deeds and in their defence of legal claims.


This is a genuine opportunity to join a small and committed team where you will have the chance to use your own initiative but be supported by the team.

We are looking for candidates ideally from a wealth management /insurance (will consider non-Lloyds market )compliance background . A law degree would be really useful however the quality of your written work must be of the highest standard as should your ability to liaise with High Net Worth clients, private banks and broker dealers.

If you match our very high expectations please apply today